Douglas Kenneth Rucki

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-25
NC	RA	APPROVED	2014-02-11

NY RA
APPROVED

Since 2021-03-25
NC RA
APPROVED

Since 2014-02-11

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

636 Coffeen St., Watertown, NY 13601 • United States

Albemarle, NC • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-25
NC	RA	APPROVED	2018-10-29

NY RA
APPROVED

Since 2021-03-25
NC RA
APPROVED

Since 2018-10-29

Branch Locations

427 N 10Th Street, Albermarle, NC 28001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Investment Planning, Inc.	Albermale	NC	04/2011	Present

04/2011 → Present

Lincoln Investment Planning, Inc.

Albermale, NC

Previous Registrations

2018-10-29 → 2019-10-04

Legend Advisory, Llc

Watertown, NY

Stanfield, NC

Other Businesses

INSURANCE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/01/2011 ADDRESS: 427 N 10th St, Albemarle NC 28001-4303, United States DESCRIPTION: Life insurance and fixed annuity sales & service.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-02-08
S63	Uniform Securities Agent State Law Examination	2009-07-10

S65 Uniform Investment Adviser Law Examination

2014-02-08
S63 Uniform Securities Agent State Law Examination

2009-07-10

Other Names

Douglas Rucki

View on SEC IAPD