Heath Layton Courtright

LPl Financial LLC

CRD 5652007

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2013-08-23

NC RA
APPROVED

Since 2013-08-23

Branch Locations

6135 Park South Dr Suite 527, Charlotte, NC 28210 • United States

7141 Cobblecreek Dr, Weddington, NC 28104 • United States

Weddington, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Charlotte	NC	04/2013	Present

04/2013 → Present

Lpl Financial Llc

Charlotte, NC

Other Businesses

4/5/13-DBA ONLY/EPIC CAPITAL WEALTH MANAGEMENT/100%/CHARLOTTE, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-22
S63	Uniform Securities Agent State Law Examination	2009-05-06

S66 Uniform Combined State Law Examination

2013-08-22
S63 Uniform Securities Agent State Law Examination

2009-05-06

Other Names

Heath Courtright

View on SEC IAPD

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Nearby Investors

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