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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Boston | MA | 07/2010 | Present |
| Jpmorgan Chase Bank, N.A. | Boston | MA | 07/2010 | Present |
Entity Name: Silver Lining Mentoring Investment related: Y "Address: Atlantic Ave, Boston, MA 02111 https://www.silverliningmentoring.org/contact/" Nature of the other business: Non-profit Position/Title/Relationship: Board Member Start Date: 10/31/2020 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: SLM is a non-profit that I was connected with through the JPM BoardLead Program. I joined the board last summer and approved via PATROL at the time. Last fall I was asked to join the finance committee. These responsibilities have no conflicts with JPM and SLM has no business relationship with JPMC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-20 |
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