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Laura Marie Kocher

Morgan Stanley

Waukesha, WI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-03
WI RA APPROVED 2012-03-05
  • TX RA
    APPROVED_RES
    Since 2016-11-03
  • WI RA
    APPROVED
    Since 2012-03-05

Branch Locations

20975 Swenson Drive Suite 300, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Mequon WI 09/2011 10/2016
Morgan Stanley Waukesha WI 10/2016 08/2017
Morgan Stanley Smith Barney Llc Waukesha WI 08/2017 Present
  • 09/2011 → 10/2016
    Mequon, WI
  • 10/2016 → 08/2017
    Waukesha, WI
  • 08/2017 → Present
    Morgan Stanley Smith Barney Llc
    Waukesha, WI
Other Businesses

*513532 - Trust; Investment related: Yes; Wauwatosa, Wisconsin; Trust; Trustee/Co-Trustee; 07/2022; During business hours: 1; After business hours: 0;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-02
  • S66 Uniform Combined State Law Examination
    2012-03-02
Other Names
  • Laura M Polas
  • Laura Marie Polas

View on SEC IAPD

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