Michael Wilson Allen

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 04/2018
  Stratera
  Dallas, TX
• 04/2018 → 12/2018
  Calton & Associates, Inc.
  Friendswood, TX
• 10/2014 → 04/2018
  Provasi Capital Partners Lp
  Cypress, TX
• 04/2018 → 12/2018
  Westpark Wealth Advisors, Inc.
  Houston, TX
• 02/2019 → 02/2019
  Frost Brokerage Services
  Houston, TX
• 02/2019 → 12/2022
  Td Ameritrade, Inc.
  Houston, TX
• 03/2019 → 12/2022
  Td Ameritrade Investment Management, Llc
  Houston, TX
• 07/2022 → Present
  Charles Schwab Bank, Ssb
  Houston, TX
• 01/2022 → Present
  Charles Schwab & Co., Inc.
  Houston, TX
• 12/2022 → Present
  Charles Schwab And Co., Inc.
  Houston, TX

Previous Registrations

• 2019-03-06 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Houston, TX
  Houston, TX
  Westlake, TX
• 2019-03-06 → 2022-10-14
  Td Ameritrade, Inc.
  Houston, TX
  Westlake, TX
  Omaha, NE
  Westlake, TX
• 2019-02-08 → 2019-02-19
  Frost Investment Services
  Houston, TX
• 2018-04-11 → 2018-12-31
  Westpark Wealth Advisors, Inc.
  Cypress, TX
  Houston, TX
• 2006-04-10 → 2007-09-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX

Exams

• S66 Uniform Combined State Law Examination
  2006-04-07

Other Names

• Mike Allen
• Michael Wilson Allen
• Michael W Allen