Tonny O Navarro

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwich, CT
• 06/2015 → 08/2021
  Portfolio Advisors, Llc
  Darien, CT
• 08/2020 → 05/2021
  Georgetown University
  Washington, DC
• 12/2021 → 06/2022
  Bank Of America, N.A.
  Greenwich, CT

Previous Registrations

• 2010-10-19 → 2015-06-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  White Plains, NY
• 2010-03-17 → 2010-04-14
  Waddell & Reed
  Hamden, CT
• 2009-10-09 → 2010-03-23
  Msi Financial Services, Inc.
  Shelton, CT

Exams

• S66 Uniform Combined State Law Examination
  2023-08-04
• S65 Uniform Investment Adviser Law Examination
  2009-09-26
• S63 Uniform Securities Agent State Law Examination
  2009-05-23

Other Names

• Tonny O. Navarro
• Tonny O Navarro
• Tonny Owen Navarro
• Tonny Owen Navarro
• Tonny Navarro