Daniel John King

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 07/2018
  Citizens Bank
  Pittsburgh, PA
• 07/2018 → 01/2020
  Citizens Securities Inc.
  Pittsburgh, PA
• 11/2021 → Present
  Infinex Investments, Inc.
  Meriden, CT
• 09/2021 → Present
  First Commonwealth Bank
  Pittsburgh, PA
• 01/2020 → 09/2021
  Noble Newborn
  Pittsburgh, PA

Previous Registrations

• 2019-11-22 → 2020-01-03
  Citizens Private Wealth
  Tarrytown, NY

Other Businesses

1.) Real Estate /Owner/Principal Date of initial involvement 12/2012 1 hour per month. 2.) First Commonwealth Bank. Yes, investment related. SVP, Senior Investment Officer. Started September 2021. Work with First Commonwealth Advisors, the trust and wealth management arm of First Commonwealth Bank. Approx 136 hours per month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-11-19