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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-12 |
Branch Locations
100 Crescent Ct Ste 1400, Dallas, TX 75201 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Dallas | TX | 10/2017 | Present |
| Sole Proprietor, Elizabeth Haley, Self-Employed | Dallas | TX | 01/2013 | Present |
ARTISTS FOR ANIMALS; INVESTMENT RELATED; DALLAS,TX; TREASURER; START DATE 10/31/2022; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; HELPING PREPARE TAXES BY DOING THE QUARTERLY SALES TAX FILING AND BUILDING A REGISTER IN EXCEL FOR THE YEARLY FINANCES BEFORE HANDING IT OVER TO A CPA AND ATTENDING MEETINGS TO DISCUSS GRANT PROPOSALS, GRANT RECIPIENTS, FINANCES, EVENTS, AND DONORS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-12 |
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