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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-02
  • NY RA
    APPROVED
    Since 2026-02-02

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

One Jericho Plaza, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 06/2009 01/2026
Ubs Financial Services, Inc Jericho NY 01/2026 Present
Previous Registrations
  • 2009-12-24 → 2026-01-14
    New York, NY
    New York, NY
    Purchase, NY
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-22
  • S66 Uniform Combined State Law Examination
    2009-12-22
Other Names
  • Marina Ingman

View on SEC IAPD

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