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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 09/2015 | 04/2017 |
| Bank Of America, N.A. | Austin | TX | 10/2015 | 04/2017 |
| Raymond James & Associates | Austin | TX | 04/2017 | 10/2018 |
| Ameriprise Financial Services, Inc. | Scottsdale | AZ | 01/2019 | 02/2022 |
| Fidelity Investments | Salt Lake City | UT | 02/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-28 |
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