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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-31
CA RA APPROVED 2021-08-02
  • TX RA
    APPROVED
    Since 2021-08-31
  • CA RA
    APPROVED
    Since 2021-08-02

Branch Locations

2775 Sand Hill Road Suite 120, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Palo Alto CA 05/2012 05/2018
Morgan Stanley Menlo Park CA 06/2018 12/2020
Ubs Financial Services Inc. San Mateo CA 01/2021 07/2021
Morgan Stanley Menlo Park CA 07/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-07
  • S66 Uniform Combined State Law Examination
    2008-03-07
Other Names
  • Michael K Lam
  • Michael Kit Lam

View on SEC IAPD

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