Michael K Lam

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 05/2018
  Ubs Financial Services Inc.
  Palo Alto, CA
• 06/2018 → 12/2020
  Morgan Stanley
  Menlo Park, CA
• 01/2021 → 07/2021
  Ubs Financial Services Inc.
  San Mateo, CA
• 07/2021 → Present
  Morgan Stanley
  Menlo Park, CA

Previous Registrations

• 2021-02-09 → 2021-08-02
  Ubs Financial Services Inc.
  San Mateo, CA
• 2018-07-02 → 2021-01-05
  Morgan Stanley
  Menlo Park, CA
  Menlo Park, CA
  San Francisco, CA
• 2012-06-20 → 2018-06-05
  Ubs Financial Services Inc.
  Palo Alto, CA
• 2009-06-01 → 2012-05-16
  Morgan Stanley
  San Francisco, CA
• 2008-07-15 → 2009-06-01
  Citigroup Global Markets Inc.
  San Francisco, CA

Exams

• S66 Uniform Combined State Law Examination
  2008-03-07

Other Names

• Michael K Lam
• Michael Kit Lam