Daniel P Cox

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → 11/2016
  Scottrade, Inc.
  St. Louis, MO
• 11/2016 → 12/2022
  Edward Jones
  St. Louis, MO
• 01/2023 → Present
  Principal Life Insurance Company
  Des Moines, IA
• 01/2023 → Present
  Principal Securities, Inc.
  Des Moines, IA

Previous Registrations

• 2016-12-08 → 2023-01-04
  Edward Jones
  St Louis, MO
  St Louis, MO
• 2015-09-01 → 2016-11-18
  Scottrade Investment Management
  Saint Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2015-09-01
• S63 Uniform Securities Agent State Law Examination
  2007-09-10

Other Names

• Daniel Phillip Cox
• Daniel Cox
• Dan Cox