Hadi Fakhoury

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-08-15
NY	RA	APPROVED	2021-06-16
CT	RA	APPROVED	2020-09-18
TX	RA	APPROVED	2020-09-18

CA RA
APPROVED

Since 2024-08-15
NY RA
APPROVED

Since 2021-06-16
CT RA
APPROVED

Since 2020-09-18
TX RA
APPROVED

Since 2020-09-18

Branch Locations

Los Angeles, CA • United States

100 Wilshire Boulevard Suite 1900, Santa Monica, CA 90401 • United States

1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	03/2009	09/2020
Bank Of America, N.A.	New York	NY	07/2014	09/2020
Morgan Stanley Smith Barney Llc	Los Angeles	CA	09/2020	Present
Morgan Stanley Private Bank, N.A.	New York	NY	09/2020	Present

03/2009 → 09/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
07/2014 → 09/2020

Bank Of America, N.A.

New York, NY
09/2020 → Present

Morgan Stanley Smith Barney Llc

Los Angeles, CA
09/2020 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2010-10-14 → 2020-09-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

New York, NY

New York, NY

New York, NY

Other Businesses

(1) THE DOWNTOWN POURHOUSE; ORLANDO, FL; RESTAURANT/BAR; SILENT PARTNER; OWNER/PARTNER; START AUGUST 2009; 0 HOURS; SILENT PARTNER - NO DUTIES OR ROLES. (2) Upstairs Group LLC; Not Investment Related; Orlando, FL; LLC; Other, Silent Investor; Start 30-July-2018; 0 Hours; Silent Partner - No responsibilities. (3) 413333 - Time 4 More LLC; Investment Related; Brooklyn, NY; Investment/Finance/Banking; Investor, Investment Committee, Officer; Start July 2019; During business hours: 0; After business hours: 0; Investment Decisions/Advice. (4) 413335 - SFF Capital LLC; Investment Related; Orlando, FL; Restaurant/Bar/Nightclub; Investor, Officer; Start July 2015; During business hours: 0; After business hours: 1; Investment Decisions/Advice, Accounting/Bookkeeping. (5) 413338 - Breakwater Holdings LLC; Not Investment Related; Orlando, FL; Restaurant/Bar/Nightclub; Investor, Officer; Start October 2009; During business hours: 0; After business hours: 1; Accounting/Bookkeeping, Investment Decisions/Advice. (6) 413340 - Upstairs Investments LLC; Not Investment Related; Orlando, FL; Restaurant/Bar/Nightclub; Investor, Officer; Start January 2019; During business hours: 0; After business hours: 1; Investment Decisions/Advice. *628843 - HFKK Family LLC; Investment related: Yes; Pacific Palisades, California; LLC with my wife. Moving my Morgan Stanley investment accounts into this LLC; Officer (proprietor, partner, officer, director, employee, trustee, agent); 03/2025; During business hours: 0; After business hours: 0; all

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-10-13

S66 Uniform Combined State Law Examination

2010-10-13

Designations

Other Names

Hadi J Fakhoury

View on SEC IAPD