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Robert Gilbert Carter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hilton Head Island, SC

CRD 5648731

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-12-14
TX RA APPROVED 2013-03-14
GA RA APPROVED 2012-03-07
  • SC RA
    APPROVED
    Since 2020-12-14
  • TX RA
    APPROVED
    Since 2013-03-14
  • GA RA
    APPROVED
    Since 2012-03-07

Branch Locations

21 Hatton Pl, Hilton Head Island, SC 29926 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Superior Fabrication Atlanta GA 01/2009 Present
Carter Terry & Co. Inc Atlanta GA 07/2011 Present
Merrill Lynch Macon GA 01/2012 Present
Superior Fabrication Atlanta GA 01/2009 Present
Bank Of America, N.A. Macon GA 04/2012 Present
  • 01/2009 → Present
    Superior Fabrication
    Atlanta, GA
  • 07/2011 → Present
    Carter Terry & Co. Inc
    Atlanta, GA
  • 01/2012 → Present
    Merrill Lynch
    Macon, GA
  • 01/2009 → Present
    Superior Fabrication
    Atlanta, GA
  • 04/2012 → Present
    Bank Of America, N.A.
    Macon, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-02
S63 Uniform Securities Agent State Law Examination 2009-04-02
  • S66 Uniform Combined State Law Examination
    2012-03-02
  • S63 Uniform Securities Agent State Law Examination
    2009-04-02
Other Names
  • Gilbert Carter
  • Robert Davison Gilbert Carter

View on SEC IAPD

Nearby Firms

HILTON HEAD CAPITAL PARTNERS, LLC
WELLS FARGO CLEARING SERVICES, LLC
TRUIST ADVISORY SERVICES, INC.

Nearby Investors

Ryan Jon Berry
Gregory F Viventi
MATTHEW RYAN KENNETT

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HILTON HEAD, SC
HILTON HEAD CAPITAL PARTNERS, LLC · HILTON HEAD ISLAND, SC
WELLS FARGO CLEARING SERVICES, LLC · HILTON HEAD ISLAND, SC

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