Best Investors Account Sign in
Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-24
CA RA APPROVED 2023-05-23
  • TX RA
    APPROVED_RES
    Since 2023-05-24
  • CA RA
    APPROVED
    Since 2023-05-23

Branch Locations

Fair Oaks, CA • United States

301 University Ave Suite 101, Sacramento, CA 95825 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sacramento CA 06/2016 11/2016
Wells Fargo Clearing Services, Llc Sacramento CA 11/2016 05/2023
Wells Fargo Advisors Financial Network, Llc Sacramento CA 05/2023 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, INV RELATED, RENO, NV, 100% OWNERSHIP, START 10/1/2019, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING. | BELLA VISTA HIGH SCHOOL BOYS BASKETBALL PROGRAM;INV RELATED; FAIR OAKS,CA; BASKETBALL PROGRAM; TREASURER; START DATE: 07/01/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-15
  • S66 Uniform Combined State Law Examination
    2009-06-15
Other Names
  • Randi Charrie Howery
  • Randi Charrie Oneill
  • Randi Charrie Howery-Oneill
  • Randi C O'NEill

View on SEC IAPD

More in Fair Oaks, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor