Inactive

Thomas Wayne Rawlings

Maple Capital Management, Inc.

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Current Employers

Maple Capital Management, Inc.

535 Stone Cutters Way, Montpelier, VT 05602 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2026-06-25

VT RA
APPROVED

Since 2026-06-25

Branch Locations

535 Stone Cutters Way, Montpelier, VT 05602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rawlings Consulting Services, Llc	New York City	NY	09/2016	01/2024
Maple Capital Management	Montpelier	VT	01/2024	Present

09/2016 → 01/2024

Rawlings Consulting Services, Llc

New York City, NY
01/2024 → Present

Maple Capital Management

Montpelier, VT

Previous Registrations

2008-03-24 → 2009-06-29

O'SHaughnessy Asset Management, Llc

Stamford, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-06-25

S65 Uniform Investment Adviser Law Examination

2026-06-25

Other Names

Tom W Rawlings
Tom Wayne Rawlings

View on SEC IAPD

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