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Thomas Wayne Rawlings

Maple Capital Management, Inc.

Montpelier, VT

CRD 5080094

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Employer firm

Maple Capital Management, Inc. CRD 130209

$2.58B regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Maple Capital Management, Inc.

535 Stone Cutters Way, Montpelier, VT 05602 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-06-25
  • VT RA
    APPROVED
    Since 2026-06-25

Branch Locations

535 Stone Cutters Way, Montpelier, VT 05602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rawlings Consulting Services, Llc New York City NY 09/2016 01/2024
Maple Capital Management Montpelier VT 01/2024 Present
  • 09/2016 → 01/2024
    Rawlings Consulting Services, Llc
    New York City, NY
  • 01/2024 → Present
    Maple Capital Management
    Montpelier, VT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-25
  • S65 Uniform Investment Adviser Law Examination
    2026-06-25
Other Names
  • Tom W Rawlings
  • Tom Wayne Rawlings

View on SEC IAPD

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