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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-01-19
DC RA APPROVED 2024-01-19
FL RA APPROVED 2024-01-19
MD RA APPROVED 2024-01-19
NC RA APPROVED 2024-01-19
VA RA APPROVED 2024-01-19
  • DE RA
    APPROVED
    Since 2024-01-19
  • DC RA
    APPROVED
    Since 2024-01-19
  • FL RA
    APPROVED
    Since 2024-01-19
  • MD RA
    APPROVED
    Since 2024-01-19
  • NC RA
    APPROVED
    Since 2024-01-19
  • VA RA
    APPROVED
    Since 2024-01-19

Branch Locations

Kissimmee, FL • United States

4350 East West Hwy Suite 510, Bethesda, MD 20814 • United States

2939 Olney Sandy Spring Rd Suite A, Olney, MD 20832 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Olney MD 01/2015 07/2018
Capital One Advisors, Llc Olney MD 01/2015 07/2018
Woodbury Financial Services, Inc. Mclean VA 07/2018 01/2024
Woodbury Financial Services, Inc. Mclean VA 07/2018 Present
Osaic Wealth, Inc. Bethesda MD 01/2024 Present
  • 01/2015 → 07/2018
    Capital One Investing, Llc
    Olney, MD
  • 01/2015 → 07/2018
    Capital One Advisors, Llc
    Olney, MD
  • 07/2018 → 01/2024
    Woodbury Financial Services, Inc.
    Mclean, VA
  • 07/2018 → Present
    Woodbury Financial Services, Inc.
    Mclean, VA
  • 01/2024 → Present
    Bethesda, MD
Previous Registrations
  • 2018-07-11 → 2024-01-19
    Woodbury Financial Services, Inc.
    Olney, MD
    Bethesda, MD
  • 2015-01-28 → 2018-07-12
    Capital One Advisors, Llc
    Olney, MD
    Mclean, VA
  • 2010-04-26 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
  • 2009-05-01 → 2010-05-07
    Chevy Chase Financial Services
    Bethesda, MD
    Bethesda, MD
Other Businesses

1) CAPITAL HARVEST WEALTH PARTNERS, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 32 START DATE: 07/13/2018 ADDRESS: 4350 East West Highway, Suite 510, Bethesda MD 20814, United States DESCRIPTION: Financial Advisor offering Fixed Annuities and Insurance 2) CAPITAL HARVEST REAL ESTATE INVESTMENT, LLC POSITION: Managing Partner NATURE: LLC - Sole ownership - owning rental property that is leased to Capital Harvest Wealth Partners INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/15/2021 ADDRESS: 4350 East West Hwy, Suite 510, Bethesda MD 20814, United States DESCRIPTION: Managing lease and paying bills 3) 4769 KINGS CASTLE CIRCLE POSITION: Owner NATURE: Sole Proprietorship - Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/06/2026 ADDRESS: 4769 Kings Castle Circle, Kissimmee FL 34746, United States DESCRIPTION: Own rental property - Hired management company to manage rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-29
  • S66 Uniform Combined State Law Examination
    2009-04-29
Designations

View on SEC IAPD

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