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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-10-25 |
| TX | RA | APPROVED_RES | 2018-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Manatts Inc | Tama | IA | 03/2006 | Present |
| S&S Carwash | Toledo | IA | 07/2004 | Present |
| State Bank Toledo | Iowa | IA | 05/2008 | Present |
| Cambridge Investment Research, Inc. | Toledo | IA | 10/2018 | Present |
1) TAMA COUNTY DAY CARE, 403 COMMERCIAL ST, TOLEDO, IA, 09/2018, PRESIDENT, CHILD CARE ORGANIZATION, NIR, 8 HR/MO, 0 HR/MO TRADING. 2) CITY OF TOLEDO, IA, PROSPECT DRIVE, TOLEDO, IA, 01/2020, MAYOR, NIR, 8 HR/MO, 0 HR/MO TRADING. 3) TAMA TOLEDO CHAMBER OF COMMERCE, E HIGH ST, TOLEDO,IA, 09/2018, VICE PRESIDENT, COMMUNITY ORGANIZATION, NIR, 8 HR/MO, 0 HR/MO TRADING. 4) BRIAN SOKOL, TOLEDO, IA,0 9/2018, OWNER, RAISING CATTLE & CROPS, NIR, 80 HR/MO, 0 HR/MO TRADING. 5) TAMA COUNTY COMMUNITY FOUNDATION, PROSPECT DR, TOLEDO, IA, 09/2018, BOARD MEMBER, NIR, 3 HR/MO, 0 HR/MO TRADING. 6) TAMA COUNTY INVESTMENT SERVICES, 1003 S COUNTY RD, TOLEDO, IA, 09/2018, MANAGER, TAX PREPARATION, NIR, 15 HR/MO, 10 HR/MO TRADING. 7) STATE BANK OF TOLEDO, 1003 S COUNTRY RD, TOLEDO, IA, 11/2017. NOTARY PUBLIC, NIR, 1 HR/YR, 1 HR/YR TRADING. 8) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA. INV REL, 80 HR/MO, 80 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 9) STATE BANK OF TOLEDO, 1003 S COUNTY RD, TOLEDO, IA, 05/2009. MANAGER, TRUST SERVICES PROVIDER. INV REL, 35 HR/MO, 30 HR/MO TRADING. 10) BCH LIFE, 1003 S COUNTY RD, TOLEDO, IA, 05/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 1 HR/MO, 1 HR/MO TRADING. 11) SOKOL PROPERTIES, LLC, 3087 I Ave, Toledo IA 52342, START DATE 06/01/2026, ROLE: President, NATURE: Real Estate, NIR, 5 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-05-21 |
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