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CRD 5648055
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-04 |
| GA | RA | APPROVED | 2014-08-01 |
Branch Locations
11175 Cicero Dr Ste 450, Alpharetta, GA 30022-1166 • United States
3333 Piedmont Rd Ne Ste 2050, Atlanta, GA 30305-1713 • United States
2180 Satellite Blvd Ste 100, Duluth, GA 30097 • United States
1200 Abernathy Rd Ste 1750, Atlanta, GA 30328-5662 • United States
Alpharetta, GA • United States
335B E Main St, Tupelo, MS 38804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Alpharetta | GA | 07/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-26 |
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