Best Investors Account Sign in

Jonathan William Diamond

Wells Fargo Clearing Services, LLC

Wayne, PA

Tarpon Springs, FL

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2012-01-26
  • DE RA
    APPROVED
    Since 2012-01-26

Branch Locations

955 Chesterbrook Blvd 3Rd Fl [L1-Rbo], Wayne, PA 19087 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Philadelphia PA 03/2009 Present
Wells Fargo Advisors Llc Lansdowne PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lansdowne PA 11/2016 Present
  • 03/2009 → Present
    Wachovia Bank, N.A.
    Philadelphia, PA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Lansdowne, PA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Lansdowne, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-22
S63 Uniform Securities Agent State Law Examination 2009-04-22
  • S66 Uniform Combined State Law Examination
    2011-12-22
  • S63 Uniform Securities Agent State Law Examination
    2009-04-22
Other Names
  • Jonathan Diamond

View on SEC IAPD

Other Firms

ADDIS & HILL, INCORPORATED
CHARLES SCHWAB & CO., INC.
PNC WEALTH MANAGEMENT LLC
HORNOR, TOWNSEND & KENT, LLC
TODOROW CAPITAL PARTNERS LLC
HARVEST FUND ADVISORS LLC
ACT CAPITAL MANAGEMENT, LLC
FOCUS PARTNERS WEALTH, LLC

Other Investors

JUSTIN J HILL
Kelly F Bashore
KENT RUSSELL ADDIS
Flynn Michael Ryan
DANIEL BROOKS
PETER MASTROMARCO
KENNETH WAYNE LISKEY
Colleen Maura Lotto

Other Offices

ADDIS & HILL, INCORPORATED · WAYNE, PA
CHARLES SCHWAB & CO., INC. · Wayne, PA
PNC WEALTH MANAGEMENT LLC · Wayne, PA
HORNOR, TOWNSEND & KENT, LLC · WAYNE, PA
TODOROW CAPITAL PARTNERS LLC · WAYNE, PA
HARVEST FUND ADVISORS LLC · WAYNE, PA
ACT CAPITAL MANAGEMENT, LLC · WAYNE, PA
FOCUS PARTNERS WEALTH, LLC · Wayne, PA

More in Wayne, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor