Adam Garrett Claerbout

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-10-08
IN	RA	APPROVED	2010-10-12

TX RA
APPROVED_RES

Since 2015-10-08
IN RA
APPROVED

Since 2010-10-12

Branch Locations

8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Indianapolis	IN	02/2009	Present
Mml Investors Services, Llc	Indianapolis	IN	02/2009	Present
Purdue University	West Lafayette	IN	08/2008	Present

02/2009 → Present

Massmutual Life Insurance Company

Indianapolis, IN
02/2009 → Present

Mml Investors Services, Llc

Indianapolis, IN
08/2008 → Present

Purdue University

West Lafayette, IN

Other Businesses

NAME: WESTPOINT FINANCIAL GROUP. INV REL: Y. ADD: 8888 KEYSTONE CROSSING SUITE 1600, INDIANAPOLIS, IN 46240. NATURE: LIFE, HEALTH, INDIVIDUAL DISABILITY INSURANCE POSITION: AGENT START DATE:2009. NO. HR/MO:5. NO. HR/MO DURING SEC TRADING:5.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-10-08
S63	Uniform Securities Agent State Law Examination	2009-06-05

S65 Uniform Investment Adviser Law Examination

2010-10-08
S63 Uniform Securities Agent State Law Examination

2009-06-05

Designations

Certified Financial Planner

View on SEC IAPD