John James Shanley

Employer firm

Connecticut Wealth Management, LLC CRD 154310

$4.48B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 12/2017
  Pinnacle Investment Management Inc.
  Simsbury, CT
• 01/2021 → 09/2022
  Connecticut Wealth Management, Llc
  Farmington, CT
• 01/2018 → 12/2018
  Mercer Advisors Inc.
  Fairfield, CT
• 01/2019 → 12/2019
  Connecticut Wealth Management, Llc
  Farmington, CT
• 09/2022 → 01/2024
  Connecticut Wealth Management, Llc
  Farmington, CT
• 07/2018 → 05/2022
  Elm's College
  Chicopee, MA
• 01/2024 → Present
  Connecticut Wealth Management, Llc
  Farmington, CT

Previous Registrations

• 2018-02-20 → 2019-03-01
  Mercer Global Advisors Inc.
  Simsbury, CT
• 2015-08-04 → 2018-12-31
  Pinnacle Investment Management Inc
  Simsbury, CT
• 2012-08-07 → 2015-08-12
  Strategic Advisers Llc
  Stamford, CT
  New Haven, CT

Other Businesses

Volunteer role; Connecticut Historical Society; Investment Related: No; Location: 1 Elizabeth St. Hartford, CT 06105; Description of the business: Not for profit museum, library, research and educational center; Responsibilities/Duties: member of finance committee, includes reviewing budgeting materials and outside investment portfolio; Start date with business: 1/1/2021; Hours per month devoted to the business During Trading Hours: 1; Hours per month devoted to the business Outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-08-01
• S63 Uniform Securities Agent State Law Examination
  2012-03-30

Designations

• Certified Financial Planner

Other Names

• John Shanley