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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2022-11-17 |
Branch Locations
Portsmouth, RI • United States
15 Park Row West Suite 102, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Johnston | RI | 06/2010 | 09/2020 |
| New York Life Insurance Company | Johnston | RI | 03/2010 | 09/2020 |
| Mass Mutual Life Insurance Company | Warwick | RI | 09/2020 | 11/2022 |
| Mml Investors Services | Warwick | RI | 09/2020 | 11/2022 |
| Tiaa | Providence | RI | 11/2022 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Providence | RI | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-14 |
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