Matthew Charles Miller

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-03-22
TX	RA	APPROVED	2024-03-22

CT RA
APPROVED

Since 2024-03-22
TX RA
APPROVED

Since 2024-03-22

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Greenwich	CT	05/2013	Present
Jpmorgan Chase Bank, N.A.	Greenwich	CT	11/2016	Present

05/2013 → Present

J.P. Morgan Securities Llc

Greenwich, CT
11/2016 → Present

Jpmorgan Chase Bank, N.A.

Greenwich, CT

Other Businesses

Entity Name: New Fairfield Youth Basketball, Inc. Investment related: No Address: 7 Red Fox Court Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Local youth basketball association for travel and in-house basketball. I serve as Treasurer.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-03-22
S63	Uniform Securities Agent State Law Examination	2013-09-09

S65 Uniform Investment Adviser Law Examination

2024-03-22
S63 Uniform Securities Agent State Law Examination

2013-09-09

View on SEC IAPD