Brian Carl Davis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 07/2021
  Waddell & Reed Inc
  Las Vegas, NV
• 07/2009 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Las Vegas, NV
• 06/2016 → 01/2019
  Atlas Team Llc
  Las Vegas, NV
• 07/2021 → Present
  Lpl Financial, Llc
  Las Vegas, NV

Previous Registrations

• 2009-05-25 → 2021-07-21
  Waddell & Reed
  Las Vegas, NV
  Riverside, CA
  Las Vegas, NV
  Las Vegas, NV

Other Businesses

1. 8/2/2021 - Brian Davis Insurance Business - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 2009 - 1 Hour Per Month - Time Spent 2%. 2. 05/02/2022 - NANY LLC - DBA: Encore Wealth Management LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 04/15/2022 - 160 Hours Per Month/6 Hours During Securities Trading. 3. 05/26/2022 - COLLECTIVE ADVISORS LLC - Investment Related - Location: TBD - Real Estate Rental - Start Date - 05/06/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading 4. 07/26/2023 - BCD Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/01/2022 - 160 Hours Per Month/ 6 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2009-05-23

Designations

• Certified Financial Planner