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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-23 |
| NC | RA | APPROVED | 2018-06-05 |
Branch Locations
6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Charlotte | NC | 02/2018 | Present |
| Ntt Data Services | Charlotte | NC | 04/2016 | 01/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2018 | Present |
*584325- Christ Church Foundation; Investment related: No; Charlotte, North Carolina; Religious, Civic/Community, Humanitarian, Education; Board Member, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 02/2024; During business hours: 0; After business hours: 2; Duties have not been assigned
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-05 |
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