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Signature Resources Capital Management, LLC CRD 144069
$304M regulatory AUM 20 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Bayview Circle Suite 2200, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-17 |
| TX | RA | APPROVED_RES | 2022-12-13 |
Branch Locations
100 Bayview Circle Suite 2200, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities, Llc | Newport Beach | CA | 12/2015 | 04/2019 |
| Guardian Life Insurance | Newport Beach | CA | 09/2015 | 12/2018 |
| Park Avenue Securities, Llc | Newport Beach | CA | 05/2016 | 04/2019 |
| Ae Wealth Management, Llc | Topeka | KS | 04/2019 | 08/2019 |
| Pacific Advisors, Llc | Newport Beach | CA | 12/2015 | 12/2018 |
| Paladin Financial & Insurance Solutions | Irvine | CA | 01/2019 | 07/2019 |
| Signature Resources Capital Management Llc | Irvine | CA | 08/2019 | Present |
| Signature Resources Insurance And Financial Services | Irvine | CA | 07/2019 | Present |
1) OBA Name: Signature Resources Insurance and Financial Services, 19900 MacArthur Boulevard, Suite 900, Irvine, CA 92612, Investment Related: Yes, Position: Agent, Description of duties: Insurance sales and service, Start Date: Jul-19, Hours/Month during business hours: 120, Hours/Month outside of business hours: 120
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-21 |
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