Amy R Cook

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 07/2021
  Waddell & Reed, Inc.
  San Mateo, CA
• 06/2009 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  San Mateo, CA
• 07/2003 → 07/2021
  Amy Sims Cook
  Burlingame, CA
• 02/2013 → 07/2021
  San Mateo Chamber Of Commerce
  San Mateo, CA
• 05/2013 → 07/2021
  Jfm Planning Services Inc.
  Burlingame, CA
• 12/2014 → 12/2016
  Police Activities League P.A.L.
  San Mateo, CA
• 04/2018 → 07/2021
  Amy Cook
  San Mateo, CA
• 09/2020 → 07/2021
  Antique Typewriters
  San Mateo, CA
• 07/2021 → Present
  Lpl Financial Llc
  San Mateo, CA

Previous Registrations

• 2009-04-23 → 2021-07-21
  Waddell & Reed
  San Mateo, CA
  Seattle, WA
  San Mateo, CA

Other Businesses

1.07/08/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Maven Lane Financial Group; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.07/08/2021; Amy Cook Insurance; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/01/2009; hrs/mth; hrs during trading 3.07/08/2021; Real Estate Broker; Mortgage/Real Estate Services; Investment Related; 320 Portola Drive San Mateo,CA; Start Date 11/09/2007; hrs/mth; hrs during trading 4.07/08/2021; JFM Planning Services Inc.; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 5.10/21/2022; Maven Lane Press; Other - Children's Book Series; Not Investment Related; 320 Portola Dr San Mateo,CA; Start Date 10/01/2022; 10hrs/mth; 0hrs during trading 6.01/27/2023; Money Narrative and Your Money Narrative; Other - Financial Book and Website; Not Investment Related; ; Start Date 01/01/2023; 20hrs/mth; 0hrs during trading 7.07/31/2026; Vintage Typewriters and Collectibles; Business Owner; Not Investment Related; San Mateo,CA; Start Date 08/01/2020; 10hrs/mth; 0hrs during trading 8.08/07/2026; Ben Mossman; Non-Variable Insurance; Not Investment Related; at Reported Business Location(s); Start Date 07/29/2026; 5hrs/mth; 3hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2009-04-22

Designations

• Certified Financial Planner

Other Names

• Amy Rebecca Cook
• Amy Rebecca Martin
• Amy Cook
• Amy Sims Cook
• Amy R Cook
• Amy Rebecca Sims Cook