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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-12-09 |
Branch Locations
888 San Clemente Dr Suite 250, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Pasadena | CA | 10/2010 | Present |
| New York Life Insurance Company | Pasadena | CA | 03/2009 | Present |
| Eagle Strategies Llc | Tucson | AZ | 11/2022 | Present |
Eagle Strategies LLC.- Registered Investment Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-08 |
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