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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-05-04
  • TN RA
    APPROVED
    Since 2022-05-04

Branch Locations

2566 Tn-49, Pleasant View, TN 37146 • United States

701 S. Main Street, Springfield, TN 37172 • United States

575 South Main Street, Ashland City, TN 37015 • United States

1929 Madison Street, Clarksville, TN 37043 • United States

4106B Hillsboro Pike, Nashville, TN 37215 • United States

4809 Columbia Pike, Thompsons Station, TN 37179 • United States

601 N Garden St, Columbia, TN 38401 • United States

1204 Nashville Pike, Gallatin, TN 37066 • United States

704 Highway 70, Pegram, TN 37143 • United States

1430 Madison Street, Clarksville, TN 37040 • United States

01 S James M Campbell Blvd, Columbia, TN 38401 • United States

1736 Carothers Pkwy Ste. 100, Brentwood, TN 37027 • United States

Nashville, TN • United States

1835 E Northfield Blvd, Murfreesboro, TN 37130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals Inc San Antonio TX 06/2015 06/2018
Ameriprise Financial Services, Inc Gallatin TN 06/2018 05/2022
Lpl Financial Llc Brentwood TN 05/2022 Present
United Community Bank Brentwood TN 05/2022 Present
  • 06/2015 → 06/2018
    Investment Professionals Inc
    San Antonio, TX
  • 06/2018 → 05/2022
    Ameriprise Financial Services, Inc
    Gallatin, TN
  • 05/2022 → Present
    Brentwood, TN
  • 05/2022 → Present
    United Community Bank
    Brentwood, TN
Previous Registrations
  • 2018-06-25 → 2022-05-09
    Brentwood, TN
    Gallatin, TN
    Brentwood, TN
  • 2015-06-19 → 2018-09-24
    Investment Professionals, Inc.
    Brentwood, TN
    San Antonio, TX
    Nashville, TN
    Franklin, TN
    San Antonio, TX
    Brentwood, TN
    Danville, KY
  • 2011-10-11 → 2015-06-23
    Spring Hill, TN
    Murfreesboro, TN
    Brentwood, TN
    Franklin, TN
    Saint Joseph, TN
    Spring Hill, TN
    Murfreesboro, TN
    Lawernceburg, TN
    Franklin, TN
    Clarksville, TN
    Smyrna, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Murfreesboro, TN
    Murfreesboro, TN
    Clarksville, TN
    Clarksville, TN
  • 2012-05-01 → 2013-10-01
    Franklin, TN
  • 2011-06-09 → 2011-10-11
    Uvest Financial Services Group, Inc.
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Murfreesboro, TN
    Murfreesboro, TN
    Smyrna, TN
    Franklin, TN
    Murfreesboro, TN
    Brentwood, TN
  • 2009-10-28 → 2011-06-07
    Brentwood, TN
  • 2009-07-09 → 2009-10-20
    Waddell & Reed
    Brentwood, TN
    Nashville, TN
Other Businesses

1) 08/08/2024 - United Community Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date 08/02/2023 - 160 Hours Per Month/ 120 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-08
  • S66 Uniform Combined State Law Examination
    2009-07-08
Other Names
  • Jeffrey Fink
  • Jeff Allen Fink
  • Jeff A Fink

View on SEC IAPD

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