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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-07 |
| TX | RA | APPROVED | 2026-07-06 |
Branch Locations
50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keypoint Credit Union | Sunnyvale | CA | 04/2016 | 04/2018 |
| Pfg Advisors | Sunnyvale | CA | 04/2016 | 04/2018 |
| Securities America, Inc. | Santa Clara | CA | 10/2017 | 04/2018 |
| Unemployed | Santa Clara | CA | 04/2018 | 10/2019 |
| Comerica Securities, Inc. | San Francisco | CA | 10/2019 | 11/2023 |
| Ameriprise Financial Services, Llc | San Francisco | CA | 11/2023 | 07/2026 |
| Wells Fargo Clearing Services, Lllc | San Jose | CA | 07/2026 | Present |
Outside Employment; COMERICA BANK; FINANCIAL ADVISOR; DUAL PROGRAM; 3 EMBARCADERO SUITE 1350, , SAN FRANCISO, CA, 94111; Not Investment-Related; 11/06/2023; 60 hours per month; 60 during trading hours. Other Business Activities; COMERICA BANK CASH MANAGEMENT; FO2 is a cash management platform for corporate and institutional clients.; 3 EMBARCADERO SUITE 1350, , SAN FRANCISCO, CA, 94111; Not Investment-Related; 11/06/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-24 |
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