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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-08-14
  • OH RA
    APPROVED
    Since 2026-08-14

Branch Locations

Grand Blanc, MI • United States

Mogadore, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Randolph OH 02/2009 05/2017
J.P. Morgan Securities Llc North Canton OH 10/2012 05/2017
Citizens Bank North Canton OH 06/2017 10/2022
Citizens Securities, Inc North Canton OH 07/2017 10/2022
Pnc Investments Llc Cleveland OH 10/2022 07/2026
Fifth Third Bank Mogadore OH 08/2026 Present
Fifth Third Securities Mogadore OH 08/2026 Present
  • 02/2009 → 05/2017
    Jpmorgan Chase Bank Na
    Randolph, OH
  • 10/2012 → 05/2017
    J.P. Morgan Securities Llc
    North Canton, OH
  • 06/2017 → 10/2022
    Citizens Bank
    North Canton, OH
  • 07/2017 → 10/2022
    Citizens Securities, Inc
    North Canton, OH
  • 10/2022 → 07/2026
    Pnc Investments Llc
    Cleveland, OH
  • 08/2026 → Present
    Fifth Third Bank
    Mogadore, OH
  • 08/2026 → Present
    Fifth Third Securities
    Mogadore, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-06
S63 Uniform Securities Agent State Law Examination 2023-09-05
  • S66 Uniform Combined State Law Examination
    2024-07-06
  • S63 Uniform Securities Agent State Law Examination
    2023-09-05
Other Names
  • Joyce V Clapp
  • Joyce V Clapp
  • Joy Thomas

View on SEC IAPD

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