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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-08-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Randolph | OH | 02/2009 | 05/2017 |
| J.P. Morgan Securities Llc | North Canton | OH | 10/2012 | 05/2017 |
| Citizens Bank | North Canton | OH | 06/2017 | 10/2022 |
| Citizens Securities, Inc | North Canton | OH | 07/2017 | 10/2022 |
| Pnc Investments Llc | Cleveland | OH | 10/2022 | 07/2026 |
| Fifth Third Bank | Mogadore | OH | 08/2026 | Present |
| Fifth Third Securities | Mogadore | OH | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-05 |
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