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Advisory Services Network CRD 146051
$10.6B regulatory AUM 49 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-01 |
Branch Locations
900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Willingdon Wealth Management Llc | Huntersville | NC | 02/2009 | 07/2020 |
| Exencial Wealth Advisors | Oklahoma City | OK | 06/2020 | 05/2025 |
| Advisory Services Network, Llc | Atlanta | GA | 05/2025 | Present |
Rock Harbor WM, LLC: owner/managing member since 04/2025. Service company for financial services practice expenses and income. Time spent on LLC duties: 1 hour/month, all during trading hours. Time spent on financial services practice: 160 hours/month, all during trading hours. Investment related activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-14 |
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