Jason M Healy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2022-05-18

AL RA
APPROVED

Since 2022-05-18

Branch Locations

1852 Beltline Road Sw, Decatur, AL 35601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cuna Brokerage Services, Inc.	Waverly	IA	11/2010	Present
Cuna Mutual Group	Waverly	IA	11/2010	Present
Lpl Financial Llc	Decatur	AL	05/2022	Present

11/2010 → Present

Cuna Brokerage Services, Inc.

Waverly, IA
11/2010 → Present

Cuna Mutual Group

Waverly, IA
05/2022 → Present

Lpl Financial Llc

Decatur, AL

Previous Registrations

2010-11-04 → 2022-05-18

Cuna Brokerage Services, Inc.

Decatur, AL

Waverly, IA

Birmingham, AL

Decatur, AL
2009-06-01 → 2010-07-15

Morgan Stanley

Huntsville, AL
2009-05-05 → 2009-06-01

Citigroup Global Markets Inc.

Huntsville, AL

Other Businesses

1). 05-18-2022-FSCU Investment Services- Investment Related-Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-04-20

S66 Uniform Combined State Law Examination

2009-04-20

View on SEC IAPD