Dennis Alan Dickinson

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-02-04
MA	RA	APPROVED	2015-03-30

TX RA
APPROVED_RES

Since 2020-02-04
MA RA
APPROVED

Since 2015-03-30

Branch Locations

Dickinson Wealth Strategies, Llc 3 Centennial Drive Suite 100, Peabody, MA 01960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Waltham	MA	06/2009	Present
New York Life Ins Co	Waltham	MA	03/2009	Present
Eagle Strategies Llc	Salem	MA	03/2015	Present
Dickinson Wealth Strategies, Llc	Salem	MA	10/2018	Present

06/2009 → Present

Nylife Securities Llc

Waltham, MA
03/2009 → Present

New York Life Ins Co

Waltham, MA
03/2015 → Present

Eagle Strategies Llc

Salem, MA
10/2018 → Present

Dickinson Wealth Strategies, Llc

Salem, MA

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 110 CEDAR ST, WELLESLEY, MA 02481 AND 7609 WEST JEFFERSON BLVD. | FORT WAYNE, IN 46804; START DATE 10/2014; ROLE/TITLE: INDEPENDENT CONTRACTOR; INVESTMENT RELATED; 2 HOURS PER MONTH; 2 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF DICKINSON WEALTH STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; SALEM, MA; START DATE: 10/2018]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-02-27
S63	Uniform Securities Agent State Law Examination	2009-08-04

S65 Uniform Investment Adviser Law Examination

2015-02-27
S63 Uniform Securities Agent State Law Examination

2009-08-04

View on SEC IAPD