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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-11-25 |
| MS | RA | APPROVED | 2019-11-18 |
| LA | RA | APPROVED | 2019-11-15 |
Branch Locations
824 A1A N, Ponte Vedra Beach, FL 32082 • United States
601 Poydras St, New Orleans, LA 70130 • United States
New Orleans, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Accountemps | New Orleans | LA | 05/2016 | 03/2017 |
| Steven Dugal | Metairie | LA | 06/2016 | 01/2018 |
| Northwestern Mutual Investment Services Llc | Metairie | LA | 06/2016 | 12/2017 |
| Raymond James & Associates, Inc. | New Orleans | LA | 01/2018 | 11/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-26 |
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