Mark Francis Tighe

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-07-21
FL	RA	APPROVED	2021-07-21
TX	RA	APPROVED_RES	2021-07-21

CO RA
APPROVED

Since 2021-07-21
FL RA
APPROVED

Since 2021-07-21
TX RA
APPROVED_RES

Since 2021-07-21

Branch Locations

1746 Cole Blvd, Ste 225, Lakewood, CO 80401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc.	Lakewood	CO	02/2009	Present
Various Insurance Carriers For W&R Insurance Agencies	Golden	CO	07/2009	Present
Lm Properties Llc	Golden	CO	10/2005	Present
Applewood Business Association	Wheat Ridge	CO	08/2014	11/2020
Evergreen Chamber Of Commerce	Evergreen	CO	05/2018	Present
Lm Properties, Llc	Golden	CO	10/2005	Present
Evergreen Chamber Of Commerce	Evergreen	CO	03/2020	03/2021
Lpl Financial Llc	Lakewood	CO	07/2021	Present

02/2009 → Present

Waddell & Reed, Inc.

Lakewood, CO
07/2009 → Present

Various Insurance Carriers For W&R Insurance Agencies

Golden, CO
10/2005 → Present

Lm Properties Llc

Golden, CO
08/2014 → 11/2020

Applewood Business Association

Wheat Ridge, CO
05/2018 → Present

Evergreen Chamber Of Commerce

Evergreen, CO
10/2005 → Present

Lm Properties, Llc

Golden, CO
03/2020 → 03/2021

Evergreen Chamber Of Commerce

Evergreen, CO
07/2021 → Present

Lpl Financial Llc

Lakewood, CO

Previous Registrations

2009-07-30 → 2021-07-21

Waddell & Reed

Golden, CO

Denver, CO

Las Vegas, NV

Lakewood, CO

Other Businesses

1. 2021/Sole Proprietor Mark Tighe/Non-Variable Insurance/Investment Related/Lakewood, CO/0 HRS/MO 2. 2005/LM PROPERTIES, LLC/Real Estate Rental/Investment Related/Golden, CO/0 HRS/MO 3. 07/06/2022 - WealthClarity - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2022.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-07-29

S66 Uniform Combined State Law Examination

2009-07-29

Other Names

Mark Tighe
Mark Francis Tighe
Mark F Tighe

View on SEC IAPD