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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| IL | RA | APPROVED | 2016-06-16 |
Branch Locations
760 West Main Street Suite 200, Barrington, IL 60010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Barrington | IL | 06/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2016 | Present |
*413888 - School District 95 Educational Foundation; Investment Related - No; Lake Zurich, Illinois; Children/Youth; Board Member, Finance Committee, Other Committee, Advisory Board (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2021; During Business Hours: 4; After Business Hours: 4; Fundraising, Business Development/Growth, Marketing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-18 |
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