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William Cooke Tracy

Edelman Financial Engines

Overland Park, KS

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-02-20
KS RA APPROVED 2016-11-30
  • MO RA
    APPROVED
    Since 2020-02-20
  • KS RA
    APPROVED
    Since 2016-11-30

Branch Locations

10950 Grandview Drive Suite 500, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 04/2008 11/2016
The Mutual Fund Store, Llc Overland Park KS 04/2008 11/2016
Financial Engines Advisors L.L.C. Overland Park KS 11/2016 Present
  • 04/2008 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 04/2008 → 11/2016
    The Mutual Fund Store, Llc
    Overland Park, KS
  • 11/2016 → Present
    Financial Engines Advisors L.L.C.
    Overland Park, KS
Previous Registrations
  • 2009-02-12 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-31
  • S65 Uniform Investment Adviser Law Examination
    2009-01-31
Designations
Other Names
  • William Cooke Tracy

View on SEC IAPD

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Other Offices

MARINER · OVERLAND PARK, KS
MARINER INDEPENDENT · OVERLAND PARK, KS
MARINER WEALTH · OVERLAND PARK, KS
MARINER · OVERLAND PARK,, KS
PCG WEALTH MANAGEMENT · OVERLAND PARK, KS
MARINER ADVISOR NETWORK · OVERLAND PARK, KS
ASPEN PRIVATE CREDIT MANAGER, LLC · OVERLAND PARK, KS
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