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Vanessa Spoto

Ubs Financial Services Inc.

Florham Park, NJ

East Rockaway, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-23
NJ RA APPROVED 2021-07-16
  • NY RA
    APPROVED
    Since 2023-05-23
  • NJ RA
    APPROVED
    Since 2021-07-16

Branch Locations

500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States

East Rockaway, NY • United States

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Llc. New York NY 09/2012 03/2020
J.P Morgan Chase Bank New York NY 09/2012 03/2020
Morgan Stanley New York NY 03/2020 Present
Ubs Financial Services Inc Wilmington NJ 07/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-10
  • S66 Uniform Combined State Law Examination
    2011-10-10
Other Names
  • Vanessa Jill Spoto
  • Vanessa Spoto
  • Vanessa J Spoto
  • Vanessa Azzollini

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
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