Aaron Christopher Tice

Employer firm

Regal Investment Advisors LLC CRD 125004

$2.88B regulatory AUM 61 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Safe Harbor Retirement Solutions
  Otsego, MN
• 02/2009 → 06/2017
  Proequities, Inc
  Otsego, MN
• 08/2010 → Present
  Cirrus Retirement Solutions, Ltd.
  Elk River, MN
• 06/2017 → Present
  Regal Investment Advisors, Llc
  Kentwood, MI
• 06/2017 → Present
  Regulus Financial Group, Llc
  Kentwood, MI

Previous Registrations

• 2009-10-05 → 2017-06-29
  Concourse Financial Group Securities, Inc.
  Otsego, MN
  Elk River, MN

Other Businesses

D/B/A CIRRUS RETIREMENT SOLUTIONS POSITION: FOUNDER/FINANCIAL ADVISOR NATURE: FINANCIAL ADVISING FIRM INVESTMENT RELATED: YES NUMBER OF HOURS: 40 INVESTMENT RELATED HOURS: 40 START DATE: 08/19/2010 ADDRESS: 19319 NORFOLK STREET NW, ELK RIVER MN 55330 DESCRIPTION: COMPREHENSIVE FINANCIAL PLANNING CIRRUS RETIREMENT SOLUTIONS, LTD. POSITION: FOUNDER/FINANCIAL ADVISOR NATURE: FINANCIAL ADVISING INVESTMENT RELATED: YES NUMBER OF HOURS: 40 INVESTMENT RELATED HOURS: 40 START DATE: 08/19/2010 ADDRESS: 19319 NORFOLK STREET NW, ELK RIVER MN 55330 DESCRIPTION: I AM THE SOLE OWNER/PROPRIETOR OF CIRRUS RETIREMENT SOLUTIONS, LTD. SPECIFIC DUTIES ARE FINANCIAL ADVISING FOR PROSPECTIVE CLIENTS AND CURRENT CLIENTS.

Exams

• S66 Uniform Combined State Law Examination
  2009-10-02