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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-08
MO RA APPROVED 2026-06-08
TX RA APPROVED 2026-06-08
  • IL RA
    APPROVED
    Since 2026-06-08
  • MO RA
    APPROVED
    Since 2026-06-08
  • TX RA
    APPROVED
    Since 2026-06-08

Branch Locations

415 N. Franklin, Decatur, IL 62523 • United States

8182 Maryland Ave. 10Th Floor, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Clayton MO 06/2026 Present
Morgan Stanley Smith Barney Llc Forsyth IL 08/2015 06/2026
Morgan Stanley Private Bank, National Association New York NY 10/2015 06/2026
Morgan Stanley Private Bank, N.A New York NY 10/2015 06/2026
  • 06/2026 → Present
    Clayton, MO
  • 08/2015 → 06/2026
    Morgan Stanley Smith Barney Llc
    Forsyth, IL
  • 10/2015 → 06/2026
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2015 → 06/2026
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-16
  • S66 Uniform Combined State Law Examination
    2015-10-16
Designations
Other Names
  • Pete Hogan

View on SEC IAPD

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