Carrie Ann Desjardins

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 01/2017
  Zhang Financial
  Portage, MI
• 01/2017 → 06/2025
  Burnham & Flower Agency
  Kalamazoo, MI
• 02/2017 → 07/2026
  Harbour Investments, Inc
  Madison, WI
• 07/2026 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2026 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-08-10 → 2026-07-06
  Harbour Investments, Inc.
  Kalamazoo, MI
  Kalamazoo, MI
• 2013-01-22 → 2013-03-25
  Harbour Investments, Inc.
  Kalamazoo, MI

Other Businesses

1. EDGEMOOR WEALTH MANAGEMENT, LLC, 129 Edgemoor Ave Kalamazoo MI 49001-4201 United States, 07/03/2026, Owner, DBA Name, INV REL, 160 HR/MO - 130 HR/MO TRADING 2. LIFEX, 218 Oakland Ave 2nd Floor Pittsburgh PA 15213 United States, 05/01/2025, W2 Employee, Research company employee completing periodic surveys, NIR, 1 HR/MO - 0 HR/MO TRADING 3. EDGEMOOR WEALTH MANAGEMENT, LLC, 2632 S. 11th Street, Kalamazoo, MI 49009, 07/2026, Founder, Insurance/Benefits/Human Resources, NIR, 4 HR/MO - 4 HR/MO TRADING 4. CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 07/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2017-08-07

Designations

• Certified Financial Planner

Other Names

• Carrie Neal
• Carrie Ann Neal