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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-06
TX RA APPROVED 2026-07-06
  • MI RA
    APPROVED
    Since 2026-07-06
  • TX RA
    APPROVED
    Since 2026-07-06

Branch Locations

Kalamazoo, MI • United States

2632 South 11Th St., Kalamazoo, MI 49009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zhang Financial Portage MI 06/2016 01/2017
Burnham & Flower Agency Kalamazoo MI 01/2017 06/2025
Harbour Investments, Inc Madison WI 02/2017 07/2026
Cambridge Investment Research, Inc. Fairfield IA 07/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2026 Present
Previous Registrations
Other Businesses

1. EDGEMOOR WEALTH MANAGEMENT, LLC, 129 Edgemoor Ave Kalamazoo MI 49001-4201 United States, 07/03/2026, Owner, DBA Name, INV REL, 160 HR/MO - 130 HR/MO TRADING 2. LIFEX, 218 Oakland Ave 2nd Floor Pittsburgh PA 15213 United States, 05/01/2025, W2 Employee, Research company employee completing periodic surveys, NIR, 1 HR/MO - 0 HR/MO TRADING 3. EDGEMOOR WEALTH MANAGEMENT, LLC, 2632 S. 11th Street, Kalamazoo, MI 49009, 07/2026, Founder, Insurance/Benefits/Human Resources, NIR, 4 HR/MO - 4 HR/MO TRADING 4. CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 07/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-07
  • S66 Uniform Combined State Law Examination
    2017-08-07
Designations
Other Names
  • Carrie Neal
  • Carrie Ann Neal

View on SEC IAPD

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