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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-10-04
  • OH RA
    APPROVED
    Since 2016-10-04

Branch Locations

5990 Venture Dr Suite B, Dublin, OH 43017 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Fpc Palm Beach Gardens FL 04/2009 09/2016
Lpl Financial Llc Columbus OH 09/2016 Present
Private Advisor Group, Llc Morristown NJ 10/2016 Present
  • 04/2009 → 09/2016
    Money Concepts Fpc
    Palm Beach Gardens, FL
  • 09/2016 → Present
    Lpl Financial Llc
    Columbus, OH
  • 10/2016 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

(1) 09/30/2016: Cardinal Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 09/27/2016 - 160 Hr/Mo; 8 Hour(s) During Securities Trading; 100% Time Spent (2) 11/03/2016: Private Advisor Group, LLC - Registered Investment Advisor Hybrid - DBA: (Hybrid) Private Advisor Group - Investment Related - 65 Madison Ave, suite 300, Morristown, NJ 07960 - Start 09/27/2016 - 160 Hr/Mo; 40 Hour(s) During Securities Trading; 100% Time Spent - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/3/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 06/15/2017 -Private Advisor Group-DBA: (Hybrid) Cardinal Wealth Partners -investment related- At reported business location(s)-Registered Investment Advisor DBA-IAR- start 9/27/2016- Hours per month 160/ Hours during trading 40- Time spent percent 100%-I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/15/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/06/2021 - Cardinal Wealth Partners, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 12/01/2021 - 0 Hours Per Month/0 Hours During Securities Trading. 5) 12/09/2021 - No Business Name - Investment Related - 5990 Venture Dr., Suite C, Dublin, OH 43017 - Real Estate Rental - Start Date: 12/01/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Renting one of the office spaces within my office suite. 6) 1/6/2022 - Kennedy Law, LLC - Investment Related - 5990 Venture Dr. Suite C Dublin, OH 43017 - Real Estate Rental - Start Date 1/15/2022 - 0 Hours Per Month/0 Hours During Securities Trading - Kennedy Law is renting one of the office spaces within office suite.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-07-24
S65 Uniform Investment Adviser Law Examination 2009-05-08
  • S63 Uniform Securities Agent State Law Examination
    2009-07-24
  • S65 Uniform Investment Adviser Law Examination
    2009-05-08
Other Names
  • Jason Gaylor

View on SEC IAPD

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