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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-10-04 |
Branch Locations
5990 Venture Dr Suite B, Dublin, OH 43017 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Money Concepts Fpc | Palm Beach Gardens | FL | 04/2009 | 09/2016 |
| Lpl Financial Llc | Columbus | OH | 09/2016 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 10/2016 | Present |
(1) 09/30/2016: Cardinal Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 09/27/2016 - 160 Hr/Mo; 8 Hour(s) During Securities Trading; 100% Time Spent (2) 11/03/2016: Private Advisor Group, LLC - Registered Investment Advisor Hybrid - DBA: (Hybrid) Private Advisor Group - Investment Related - 65 Madison Ave, suite 300, Morristown, NJ 07960 - Start 09/27/2016 - 160 Hr/Mo; 40 Hour(s) During Securities Trading; 100% Time Spent - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/3/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 06/15/2017 -Private Advisor Group-DBA: (Hybrid) Cardinal Wealth Partners -investment related- At reported business location(s)-Registered Investment Advisor DBA-IAR- start 9/27/2016- Hours per month 160/ Hours during trading 40- Time spent percent 100%-I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/15/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/06/2021 - Cardinal Wealth Partners, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 12/01/2021 - 0 Hours Per Month/0 Hours During Securities Trading. 5) 12/09/2021 - No Business Name - Investment Related - 5990 Venture Dr., Suite C, Dublin, OH 43017 - Real Estate Rental - Start Date: 12/01/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Renting one of the office spaces within my office suite. 6) 1/6/2022 - Kennedy Law, LLC - Investment Related - 5990 Venture Dr. Suite C Dublin, OH 43017 - Real Estate Rental - Start Date 1/15/2022 - 0 Hours Per Month/0 Hours During Securities Trading - Kennedy Law is renting one of the office spaces within office suite.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-07-24 |
| S65 | Uniform Investment Adviser Law Examination | 2009-05-08 |
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