Juan Carlos Garcia

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 06/2021
  Bbva Securities Inc.
  Riverside, CA
• 07/2017 → 06/2021
  Compass Bank
  Birmingham, AL
• 02/2017 → 07/2017
  Gwfs Equities, Inc.
  San Diego, CA
• 07/2015 → 02/2017
  Bbva Compass Insurance Agency, Inc.
  San Diego, CA
• 06/2015 → 02/2017
  Bbva Securities Inc
  San Diego, CA
• 05/2015 → 02/2017
  Compass Bank
  Riverside, CA
• 08/2017 → 06/2021
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 11/2021 → Present
  Gwfs Equities, Inc
  Greenwood Village, CO
• 06/2021 → 10/2021
  Pnc
  Riverside, CA
• 11/2025 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Other Businesses

PUBLIC NOTARY POSITION: owner NATURE: Acknowledgements documents. Verifying the client TRADING HOURS: 1 START DATE: 05/15/2015 ADDRESS: 20547 Spring St, Riverside CA 92507, United States DESCRIPTION: Providing Notary Service its still active...but not actively performing the services

Exams

• S66 Uniform Combined State Law Examination
  2025-11-26
• S63 Uniform Securities Agent State Law Examination
  2009-07-06

Other Names

• Juan Garcia
• Juan Carlos Garcia
• Juan C Garcia