Richard Paul Cunningham

Employer firm

Summit Global Investments, LLC CRD 157091

$2.29B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 06/2023
  Transamerica Financial Advisors, Inc
  Draper, UT
• 03/2018 → 09/2023
  Aflac
  Draper, UT
• 07/2023 → Present
  Summit Global Investments, Llc
  Draper, UT
• 09/2023 → 11/2023
  Verity Investments, Inc.
  Durham, NC
• 11/2023 → Present
  United Planners
  Scottsdale, AZ
• 08/2023 → Present
  Richard Paul Cunningham
  Draper, UT

Previous Registrations

• 2012-01-06 → 2023-06-26
  Transamerica Financial Advisors, Llc
  Draper, UT
• 2009-08-19 → 2012-01-06
  Investment Advisors International, Inc.
  Draper, UT

Other Businesses

1.) MMKR INC - PRESIDENT/OWNER - TAX ENTITY FOR 1099 INCOME - BLUFFDALE, UT - SINCE 03/2012 - NOT INVESTMENT RELATED 2.) RICHARD PAUL CUNNINGHAM - AGENT - INSURANCE - DRAPER, UT - SINCE 08/2023 - INVESTMENT RELATED 3.) SUMMIT GLOBAL INVESTMENTS LLC - INVESTMENT ADVISOR - REGISTERED INVESTMENT ADVISOR - DRAPER, UT - SINCE 07/2023 - INVESTMENT RELATED

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-08-06
• S63 Uniform Securities Agent State Law Examination
  2008-11-26

Designations

• Certified Financial Planner

Other Names

• Rj Cunningham
• Richard P Cunningham