Paul R Donato

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

Nyack, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities, Inc.	Middletown	NY	02/2009	03/2017
Massachusetts Mutual Life Insurance Company	Middletown	NY	07/2016	02/2020
Mml Investors Services, Llc	Elmsford	NY	03/2017	02/2020
Lpl Financial Llc	Middletown	NY	04/2020	Present

02/2009 → 03/2017

Metlife Securities, Inc.

Middletown, NY
07/2016 → 02/2020

Massachusetts Mutual Life Insurance Company

Middletown, NY
03/2017 → 02/2020

Mml Investors Services, Llc

Elmsford, NY
04/2020 → Present

Lpl Financial Llc

Middletown, NY

Other Businesses

1. 4/15/2020 - EMPIRE FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/16/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2009-03-10

S63 Uniform Securities Agent State Law Examination

2009-03-10

Other Names

Paul Donato

View on SEC IAPD