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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-06-12
TX RA APPROVED_RES 2015-05-26
  • FL RA
    APPROVED
    Since 2015-06-12
  • TX RA
    APPROVED_RES
    Since 2015-05-26

Branch Locations

100 North Tampa Street Suite 1750, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Tampa FL 05/2015 Present
  • 05/2015 → Present
    Stifel Nicolaus & Co Inc
    Tampa, FL
Previous Registrations
Other Businesses

1. Rivercrest LLC; 2209 E 5th Ave-Suite B, Tampa, FL 33605; Personal care products for families and kids; VP of development and shareholder; Assist with marketing, financial, and sales strategies along with identifying strategic partnerships; 03/08/2021; 10 Hours per Month; During Securities Trading Hours; Not Investment-Related. 2. Ybor City Rotary Club; PO Box 5951, Tampa, FL 33675; Non profit charitable and civic organization; Trustee; Attend annual and semi annual meetings; 05/20/2022; 12Hrs/Year; During Securities Hours; Not Investment-Related. 3. Ybor City Rotary Club; PO Box 5951, Tampa, FL 33675; Non profit community service, charitable, and civic organization; Environmental Projects Chairman; Designing, organizing, and carrying out environmental projects; 07/18/2023; 2 Hours per Month; Not during securities trading hours; Not Investment-Related. 4. Ybor city rotary club; po box 5951 tampa FL 33675; it is a Non profit community service, charitable, and civic organization; board member; attend monthly meetings . general governance; 06/28/2024; 10.00hrs/year; during security trading hours; not investment-related. 5. Concordia Holdings LLC; 2209 E 5th Ave , SUITE B, TAMP, FL 33605; To hold assets, property, and general business affairs; President and managing member; General management of the day to day business operations; 01/29/2025; 10 Hours per Month; During Securities Trading Hours; Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-16
  • S66 Uniform Combined State Law Examination
    2009-04-16

View on SEC IAPD

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