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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-06-19
  • MI RA
    APPROVED
    Since 2018-06-19

Branch Locations

1717 S. Westnedge Avenue, Kalamazoo, MI 49008 • United States

5299 W. Main, Kalamazoo, MI 49009 • United States

131 North Main Street, Plainwell, MI 49080 • United States

6944 S. Westnedge Ave, Portage, MI 49002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Okemos MI 04/2009 10/2017
New York Life Insurance Company Okemos MI 02/2009 10/2017
Western Michigan Financial Group Portage MI 10/2016 05/2018
Mass Mutual Life Insurance Company Kalamazoo MI 10/2017 05/2018
Mml Investors Services Kalamazoo MI 11/2017 05/2018
Pnc Investments Pittsburgh PA 05/2018 Present
  • 04/2009 → 10/2017
    Nylife Securities Llc
    Okemos, MI
  • 02/2009 → 10/2017
    New York Life Insurance Company
    Okemos, MI
  • 10/2016 → 05/2018
    Western Michigan Financial Group
    Portage, MI
  • 10/2017 → 05/2018
    Mass Mutual Life Insurance Company
    Kalamazoo, MI
  • 11/2017 → 05/2018
    Mml Investors Services
    Kalamazoo, MI
  • 05/2018 → Present
    Pnc Investments
    Pittsburgh, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-17
S63 Uniform Securities Agent State Law Examination 2009-07-31
  • S65 Uniform Investment Adviser Law Examination
    2018-03-17
  • S63 Uniform Securities Agent State Law Examination
    2009-07-31

View on SEC IAPD

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