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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-06-19 |
Branch Locations
1717 S. Westnedge Avenue, Kalamazoo, MI 49008 • United States
5299 W. Main, Kalamazoo, MI 49009 • United States
131 North Main Street, Plainwell, MI 49080 • United States
6944 S. Westnedge Ave, Portage, MI 49002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Okemos | MI | 04/2009 | 10/2017 |
| New York Life Insurance Company | Okemos | MI | 02/2009 | 10/2017 |
| Western Michigan Financial Group | Portage | MI | 10/2016 | 05/2018 |
| Mass Mutual Life Insurance Company | Kalamazoo | MI | 10/2017 | 05/2018 |
| Mml Investors Services | Kalamazoo | MI | 11/2017 | 05/2018 |
| Pnc Investments | Pittsburgh | PA | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-31 |
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