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Janelle Marie Koester

Wells Fargo Clearing Services, LLC

Woodland Hills, CA

Newhall, CA

CRD 5641884

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-15
CA RA APPROVED 2009-05-27
  • TX RA
    APPROVED_RES
    Since 2020-07-15
  • CA RA
    APPROVED
    Since 2009-05-27

Branch Locations

21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States

Newhall, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodland Hills CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Woodland Hills CA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-26
  • S66 Uniform Combined State Law Examination
    2009-05-26
Other Names
  • Janelle Marie Watterson

View on SEC IAPD

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MICHAEL WILLIAM JOHNS
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MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA

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